Archive for October 2023
“I failed in some subjects in exams, but my friend passed in all. Now he is an engineer in Microsoft and I am the owner of Microsoft.”*…
And that, Yasheng Huang argues, is not something likely to happen in China, for a reason that dates back to the 6th century…
On 7 and 8 June 2023, close to 13 million high-school students in China sat for the world’s most gruelling college entrance exam. ‘Imagine,’ wrote a Singapore journalist, ‘the SAT, ACT, and all of your AP tests rolled into two days. That’s Gao Kao, or “higher education exam”.’ In 2023, almost 2.6 million applied to sit China’s civil service exam to compete for only 37,100 slots.
Gao Kao and China’s civil service exam trace their origin to, and are modelled on, an ancient Chinese institution, Keju, the imperial civil service exam established by the Sui Dynasty (581-618). It can be translated as ‘subject recommendation.’ Toward the end of its reign, the Qing dynasty (1644-1911) abolished it in 1905 as part of its effort to reform and modernize the Chinese system. Until then, Keju had been the principal recruitment route for imperial bureaucracy. Keju reached its apex during the Ming dynasty (1368-1644). All the prime ministers but one came through the Keju route and many of them were ranked at the very top in their exam cohort…
Much of the academic literature focuses on the meritocracy of Keju. The path-breaking book in this genre is Ping-ti Ho’s The Ladder of Success in Imperial China (1962). One of his observations is eye catching: more than half of those who obtained the Juren degree were first generation: ie, none of their ancestors had ever attained a Juren status. (Juren was, at the time, the first degree granted in the three-tiered hierarchy of Keju.) More recent literature demonstrates the political effects of Keju. In 1905, the Qing dynasty abolished Keju, dashing the aspirations of millions and sparking regional rebellions that eventually toppled China’s last imperial regime in 1911.
The political dimension of Keju goes far beyond its meritocracy and its connection to the 1911 republican revolution. For an institution that had such deep penetration, both cross-sectionally in society and across time in history, Keju was all encompassing, laying claims to the time, effort and cognitive investment of a significant swathe of the male Chinese population. It was a state institution designed to augment the state’s own power and capabilities. Directly, the state monopolised the very best human capital; indirectly, the state deprived society of access to talent and pre-empted organised religion, commerce and the intelligentsia. Keju anchored Chinese autocracy.
The impact of Keju is still felt today, not only in the form and practice of Gao Kao and the civil service exam but also because Keju incubated values and work ethics. Today, Chinese minds still bear its imprint. For one, Keju elevated the value of education and we see this effect today. A 2020 study shows that, for every doubling of successful Keju candidates per 10,000 of the population in the Ming-Qing period, there was a 6.9 per cent increase in years of schooling in 2010. The Keju exams loom as part of China’s human capital formation today, but they also cultivated and imposed the values of deference to authority and collectivism that the Chinese Communist Party has reaped richly for its rule and legitimacy…
An ultimate autocracy is one that reigns without society. Society shackles the state in many ways. One is ex ante: it checks and balances the actions of the state. The other is ex post. A strong society provides an outside option to those inside the state. Sometimes, this is derisively described as ‘a revolving door’, but it may also have the positive function of checking the power of the state. State functionaries can object to state actions by voting with their feet, as many US civil servants did during the Donald Trump administration, and thereby drain the state of the valuable human capital it needs to function and operate. A strong society raises the opportunity costs for the state to recruit human capital but such a receptor function of society has never existed at scale in imperial China nor today, thanks – in large part, I would argue – to Keju.
Keju was so precocious that it pre-empted and displaced an emergent society. Meritocracy empowered the Chinese state at a time when society was still at an embryonic stage. Massive resources and administrative manpower were poured into Keju such that it completely eclipsed all other channels of upward mobility that could have emerged. In that sense, the celebration by many of Keju’s meritocracy misses the bigger picture of Chinese history. It is a view of a tree rather than of a forest…
…Its impressive bureaucratic mobility demolished all other mobility channels and possibilities. Keju was an anti-mobility mobility channel. It packed all the upward mobility within one channel – that of the state. Society was crowded out, and over time, due to its deficient access to quality human capital, it atrophied. This is the root of the power of Chinese autocracy and, I would argue, it is a historical development that is unique to China and explains the awesome power of Chinese autocracy…
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There was, however, a massive operational advantage to the Neo-Confucianist curriculum: it standardised everything. Standardisation abhors nuance and the evaluations became more straightforward as the baseline comparison was more clearly delineated. There was objectivity, even if the objectivity was a manufactured artefact. The Chinese invented the modern state and meritocracy, but above all the Chinese invented specialised standardised testing – the memorisation, cognitive inclination and frame of references of an exceedingly narrow ideology.
Ming standardised Keju further: it enforced a highly scripted essay format, known as the ‘eight-legged essay’, or baguwen in Chinese (八股文), to which every Keju candidate had to adhere. A ‘leg’ here refers to each section of an essay, with a Keju essay requiring eight sections: 1) breaking open the topic; 2) receiving the topic; 3) beginning the discussion; 4) the initial leg; 5) the transition leg; 6) the middle leg; 7) the later leg; and 8) conclusion. The eight-legged essay fixed more than the aggregate structure of exposition. The specifications were granular and detailed. For example, the number of phrases was specified in each of the sections and the entire essay required expressions in paired sentences – a minimum of six paired sentences, up to a maximum of 12. The key contribution of the eight-legged essay is that it packed information into a pre-set presentational format.
Standardisation was designed to scale the Keju system and it succeeded brilliantly in that regard, but it had a devastating effect on expositional freedom and human creativity. All elements of subjectivity and judgment were taken out. In his book Traditional Government in Imperial China (1982), the historian Ch’ien Mu describes the ‘eight-legged essay’ as ‘the greatest destroyer of human talent.’…
In his book The WEIRDest People in the World (2020), Joseph Henrich posited that the West prospered because of its early lead in literacy. Yet the substantial Keju literacy produced none of the liberalising effects on Chinese ideas, economy or society. The literacy that Henrich had in mind was a particular kind of literacy – Protestant literacy – and the contrast with Keju literacy could not have been sharper. Keju literacy was drilled and practised in classical and highly stratified Chinese, the language of the imperial court rather than the language of the masses, in sharp contrast to Protestant literacy. Protestant literacy empowered personal agency by embracing and spreading vernaculars of the masses. Henrich’s liberalising ‘WEIRD’ effect – Western, educated, industrialised, rich and democratic – was a byproduct of Protestant literacy. It is no accident that Keju literacy produced an opposite effect…
Not everyone sees the Western/WEIRD definition of creativity and innovation as the only important one (c.f., here and here), nor that China is as lacking in what Westerners call creativity and innovation (c.f., here— possible soft paywall, and here). Still, Huang’s essay on Keju, China’s incredibly difficult civil service test, and how it strengthened the state at the cost of freedom and creativity, is eminently worthy of reading full: “The exam that broke society,” from @YashengHuang in @aeonmag.
And for the amazing (and amusing) story of how the Keju was instrumental in the introduction of Catholicism into China, see Jonathan Spence’s wonderful The Memory Palace of Matteo Ricci.
* Bill Gates
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As we study, we might recall that it was on this date in 4004 BCE that the Universe was created… as per calculations by Archbishop James Ussher in the mid-17th century.
When Clarence Darrow prepared his famous examination of William Jennings Bryan in the Scopes trial [see here], he chose to focus primarily on a chronology of Biblical events prepared by a seventeenth-century Irish bishop, James Ussher. American fundamentalists in 1925 found—and generally accepted as accurate—Ussher’s careful calculation of dates, going all the way back to Creation, in the margins of their family Bibles. (In fact, until the 1970s, the Bibles placed in nearly every hotel room by the Gideon Society carried his chronology.) The King James Version of the Bible introduced into evidence by the prosecution in Dayton contained Ussher’s famous chronology, and Bryan more than once would be forced to resort to the bishop’s dates as he tried to respond to Darrow’s questions.
“Bishop James Ussher Sets the Date for Creation”
“I don’t think academic writing ever was wonderful”*…
Academic writing is famously abstruse. But, Stefan Washietl, founder of Paperpile, reminds us, it isn’t always so. As Rob Beschizza observes…
Stefan Washietl collected the shortest scientific papers. Some are unvarnished mathematical proofs, some are humor to amusing or incisive ends, others are clever-dickery that shoves the conclusion into the abstract. All are wonderful!…
Accessible academia: treat yourself to “The Shortest Papers Ever Published,” from @washietl and @paperpile via @Beschizza in @BoingBoing.
* Stephen Jay Gould
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As we go for the gist, we might send voluminous birthday greetings to Constantine Samuel Rafinesque; he was born on this date in 1783. An autodidact naturalist, traveler, and writer who, in spite of work of variable reliability, substantially expanded knowledge via his extensive travels, collecting, cataloging, and naming huge numbers of plants and some animals. Among these are many new species he is credited with being the first to describe.
Years ahead of Charles Darwin’s theory of evolution, Rafinesque conceived his own ideas. He thought that species had, even within the timeframe of a century, a continuing tendency for varieties to appear that would diverge in their characteristics to the point of forming new species. Accordingly, he was over-enthusiastic at distinguishing what he called new species.
Rafinesque wrote prolifically, and often self-published. His work varied from brilliant insightfulness to carelessness, and raised the eyebrows– and sometimes the ire– of his scientific contemporaries. Indeed, he so incensed John James Audubon with his belief that Audubon has included unnamed species in his sketches of birds, that Audubon pranked him, feeding him sketches of imaginary fish… which Rafinesque believed and included in his writings, where (for 50 years or so) they remained as part of the scientific record.
“To understand anything, you just need to understand the little bits”*…
Oscar Schwartz begs to differ. Here, excerpts from his provocative critique of TED Talks…
Bill Gates wheels a hefty metal barrel out onto a stage. He carefully places it down and then faces the audience, which sits silent in a darkened theater. “When I was a kid, the disaster we worried about most was a nuclear war,” he begins. Gates is speaking at TED’s flagship conference, held in Vancouver in 2015. He wears a salmon pink sweater, and his hair is combed down over his forehead, Caesar-style. “That’s why we had a barrel like this down in our basement, filled with cans of food and water,” he says. “When the nuclear attack came, we were supposed to go downstairs, hunker down, and eat out of that barrel.”
Now that he is an adult, Gates continues, it is no longer nuclear apocalypse that scares him, but pestilence. A year ago, Ebola killed over ten thousand people in West Africa. If the virus had been airborne or spread to a large city center, things would have been far worse. It might’ve snowballed into a pandemic and killed tens of millions of people. Gates tells the TED attendees that humanity is not ready for this scenario — that a pandemic would trigger a global catastrophe at an unimaginable scale. We have no basement to retreat to and no metal barrel filled with supplies to rely on.
But, Gates adds, the future might turn out okay. He has an idea. Back when he was a kid, the U.S. military had sufficient funding to mobilize for war at any minute. Gates says that we must prepare for a pandemic with the same fearful intensity. We need to build a medical reserve corps. We need to play germ games like generals play war games. We need to make alliances with other virus-fighting nations. We need to build an arsenal of biomedical weapons to attack any non-human entity that might attack our bodies. “If we start now, we can be ready for the next epidemic,” Gates concludes, to a round of applause.
Of course, Gates’s popular and well-shared TED talk — viewed millions of times — didn’t alter the course of history. Neither did any of the other “ideas worth spreading” (the organization’s tagline) presented at the TED conference that year — including Monica Lewinsky’s massively viral speech about how to stop online bullying through compassion and empathy, or a Google engineer’s talk about how driverless cars would make roads smarter and safer in the near future. In fact, seven years after TED 2015, it feels like we are living in a reality that is the exact opposite of the future envisioned that year. A president took office in part because of his talent for online bullying. Driverless cars are nowhere near as widespread as predicted, and those that do share our roads keep crashing. Covid has killed five million people and counting.
At the start of the pandemic, I noticed people sharing Gates’s 2015 talk. The general sentiment was one of remorse and lamentation: the tech-prophet had predicted the future for us! If only we had heeded his warning! I wasn’t so sure. It seems to me that Gates’s prediction and proposed solution are at least part of what landed us here. I don’t mean to suggest that Gates’s TED talk is somehow directly responsible for the lack of global preparedness for Covid. But it embodies a certain story about “the future” that TED talks have been telling for the past two decades — one that has contributed to our unending present crisis.
The story goes like this: there are problems in the world that make the future a scary prospect. Fortunately, though, there are solutions to each of these problems, and the solutions have been formulated by extremely smart, tech-adjacent people. For their ideas to become realities, they merely need to be articulated and spread as widely as possible. And the best way to spread ideas is through stories — hence Gates’s opening anecdote about the barrel. In other words, in the TED episteme, the function of a story isn’t to transform via metaphor or indirection, but to actually manifest a new world. Stories about the future create the future. Or as Chris Anderson, TED’s longtime curator, puts it, “We live in an era where the best way to make a dent on the world… may be simply to stand up and say something.” And yet, TED’s archive is a graveyard of ideas. It is a seemingly endless index of stories about the future — the future of science, the future of the environment, the future of work, the future of love and sex, the future of what it means to be human — that never materialized. By this measure alone, TED, and its attendant ways of thinking, should have been abandoned…
…
… TED talks began to take on a distinct rhetorical style, later laid out in Anderson’s book TED Talks: The Official TED Guide to Public Speaking. In it, Anderson insists anyone is capable of giving a TED-esque talk. You just need an interesting topic and then you need to attach that topic to an inspirational story. Robots are interesting. Using them to eat trash in Nairobi is inspiring. Put the two together, and you have a TED talk.
I like to call this fusion “the inspiresting.” Stylistically, the inspiresting is earnest and contrived. It is smart but not quite intellectual, personal but not sincere, jokey but not funny. It is an aesthetic of populist elitism. Politically, the inspiresting performs a certain kind of progressivism, as it is concerned with making the world a better place, however vaguely…
…
Perhaps the most incisive critique came, ironically, at a 2013 TEDx conference. In “What’s Wrong with TED Talks?” media theorist Benjamin Bratton told a story about a friend of his, an astrophysicist, who gave a complex presentation on his research before a donor, hoping to secure funding. When he was finished, the donor decided to pass on the project. “I’m just not inspired,” he told the astrophysicist. “You should be more like Malcolm Gladwell.” Bratton was outraged. He felt that the rhetorical style TED helped popularize was “middlebrow megachurch infotainment,” and had begun to directly influence the type of intellectual work that could be undertaken. If the research wasn’t entertaining or moving, it was seen as somehow less valuable. TED’s influence on intellectual culture was “taking something with value and substance and coring it out so that it can be swallowed without chewing,” Bratton said. “This is not the solution to our most frightening problems — rather, this is one of our most frightening problems.” (Online, his talk proved to be one of many ideas worth spreading. “This is by far the most interesting and challenging thing I’ve heard on TED,” one commenter posted. “Very glad to come across it!”)…
Some thoughts on the “inspiresting”: “What Was the TED Talk?” from @scarschwartz in @thedrift_mag.
* Chris Anderson, proprietor and curator of TED
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As we unchain our curiosity, we might send ruthless curious (and immensely entertaining) birthday greetings to Martin Gardner; he was born on this date in 1914. Though not an academic, nor ever a formal student of math or science, he wrote widely and prolifically on both subjects in such popular books as The Ambidextrous Universe and The Relativity Explosion and as the “Mathematical Games” columnist for Scientific American. Indeed, his elegant– and understandable– puzzles delighted professional and amateur readers alike, and helped inspire a generation of young mathematicians.
Gardner’s interests were wide; in addition to the math and science that were his power alley, he studied and wrote on topics that included magic, philosophy, religion, and literature (c.f., especially his work on Lewis Carroll– including the delightful Annotated Alice— and on G.K. Chesterton). And he was a fierce debunker of pseudoscience: a founding member of CSICOP, and contributor of a monthly column (“Notes of a Fringe Watcher,” from 1983 to 2002) in Skeptical Inquirer, that organization’s monthly magazine.
Gardner died in 2010, having never given a TED Talk.
“Education is the key to unlock a golden door of freedom”*…
Historian (and author) Ada Palmer on what she convincingly argues is an unappreciated aspect of American cultural and political history…
Many shocking, new ideas shaped the American Experiment and related 18th century democratic ventures; as an historian of the period, I often notice that one of the most fundamental of them, and most shocking to a world which had so long assumed the opposite, often goes unmentioned — indeed sometimes denied — in today’s discussions of democracy: the belief that all people are educable. I think it’s urgent that we bring that principle back into the spotlight if we want to defend democracy from one of its common failure modes: pseudo-populist oligarchy.
Within “all men are created equal” lies the sub-principle that all people, or specifically all enfranchised citizens of a state (which often at the time meant white male adults, though some made it broader, or narrower) that all such people are, if given appropriate educational resources, capable of learning, exercising sound judgment, and acting on said judgment, thus that they all people are equally rational and capable of competent self-governance. This thesis does not assume that all people when adults are equally prepared to participate in government, but that all people when born have the capacity to absorb education if given access to it. Rare intellectual disabilities might make the education process challenging for certain individuals, but (the thesis argues) even then the right support and resources make education possible, and such situations are not the default human state. This is the thesis that all people are fundamentally educable.
Many in the 18th c. who thought democracy was absurd rejected it because they disagreed with this thesis, believing that the majority of people (even of white men) were not educable, i.e. that even with educational resources most people were born incapable of being guided by Reason and making sound political judgments. Those who believed this predicted that government by the people would collapse into absurdity, since it would be led by a parliament of fools…
[Palmer runs through pre-modern and Enlightenment thinking on the subject– most of which dismissed democracy as impractical on grounds that went to the incapacity of the many to understand and make intelligent decisions…]
It took a lot to get even a small radical fringe by 1750 to entertain the notion that all people–or even just all men–were created equally educable. A long survey of the causes would get unwieldy, but they include (among other things) contact with indigenous cultures in the Americas and other regions which had functional governments without European-style systems, revolutions in medicine and the understanding of the sense organs which undermined old hierarchy-enforcing ideas about how cognition and sensation functioned, second-order consequences of the rags-to-riches path opened by Renaissance courts employing scholars from any background so long as they had good Latin, and Protestantism’s second-order implication that, if people didn’t need priests as intermediaries between their prayers and God, perhaps they didn’t need aristocrats as intermediaries between them and power. But by 1750 that fringe existed, and had enough momentum to implement its experiment in the new United States, which most people who were considered sensible at the time thought would quickly degenerate into chaos, because they didn’t think most people were capable of understanding the world enough to vote sensibly, draft legislation, or serve in a congress, and that the tiny wise minority would be drowned out by the majority wanting to vote for dining on the king’s tab and killing all the lawyers…
Democracy can function, says Thomas Paine (to pick a spokesman for the US founders), because human beings are fundamentally educable, and if given a good teacher, a good reading list, and some newspapers, all human beings, or at least the overwhelming majority of them, will become capable of wise judgment and self-rule. One’s civic duty is not to identify the wise minority and put them in power, but to disseminate the tools of education so the majority can become wise. This thesis is opposed to aristocracy, to oligarchy, to timocracy, even to most forms of meritocracy, since education isn’t supposed to prepare people to be sorted out by the exam but to demonstrate that human beings are so excellent that everyone can pass it…
… Today’s America has seen decades of the intentional conservative-led starving and squeezing of public education, efforts to increase the disparity in education quality between public education and private or charter school education, conservative-led homeschool movements which aim to expose people to a narrow range of ideology, and also the devastation of newspapers, journalism, and a vast misinformation campaign. All this adds up to preventing many who are educable from becoming educated. Thomas Paine, and those I’m using him to represent, would recognize this as a sabotage of their system, one they would say might indeed enable Cade-style populism, which (as in Henry VI) is easy for ambitious elites to then harness to their own ends. Thus, Paine would say: of course the democracy isn’t working well if such an essential precondition is being sabotaged.
In sum, we need to talk more about the vital tie between democracy and the conviction that all people are created educable. It helps make clear how strategic the strangulation of educational resources is, and that one of the less loud but most dangerous threats to our confidence in democracy is the project to make it seem like most people can’t make sensible political judgments, reducing people’s confidence in democracy as a system by seeming to prove true conservative principle that there will always be a few who should rule and many who can’t. When I see conservative thinking start to show up in acquaintances (or Silicon Valley leaders) who consider themselves progressive but also consider themselves smart, it often begins with them feeling that most people are stupid and the world would be better off if the smart were in charge. One can often get such people to pause and reflect by bringing up the question of whether they think all people are fundamentally educable, and whether the solution isn’t to put the reins of power into genius hands but to put the Encyclopedia in everyone else’s. Information is key. Those peasants who shared commons maintained them sustainably for centuries because (as we now recognize) they were educated in the ways that mattered, they learned from families and communities to understand what they were doing, using local knowledge of commons, grazing etc. as they made choices. If one’s democratic state is the commons, people will likewise maintain it well, but not if they’re intentionally deprived of access to basic knowledge of how it works and what can harm or heal it, and drowned instead in deliberate falsehoods.
We all know we need to support education & good journalism, and combat misinformation, but revisiting the principle that all people are created educable is a good way to remember that these are not merely invaluable social goods, like sanitation or public parks. They were conceived from the start as essential components of modern democracy, in direct opposition to the many-centuries-old conservative principle that some are best to rule and others to be ruled. Enlightenment-style democracy cannot function without the conviction that all people are created educable. If we forget that, if we doubt it, if we let it shake our confidence in the experiment which didn’t turn into Jack Cade for more than two centuries (bets were not on America surviving for so long in 1776!), we risk opening the gates to the old failure mode of oligarchy rising when democracy wavers…
In support of the engine of the American Experiment: “All People Are Created Educable, a Vital Oft-Forgotten Tenet of Modern Democracy,” from @Ada_Palmer.
* George Washington Carver
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As we enable education, we might recall that it was on this date in 1818 (15 years after the Senate ratified the Louisiana Purchase) that the “Convention respecting fisheries, boundary and the restoration of slaves” (also known as the London Convention, Anglo-American Convention of 1818, Convention of 1818, or most widely and most simply as the Treaty of 1818) was signed by The U.S. and the United Kingdom.
Primarily aimed at settling border disputes, the treaty set the Canada–United States border on the 49th parallel for most of its length. The British ceded all of Rupert’s Land south of the 49th parallel and east of the Continental Divide, including all of the Red River Colony south of that latitude, while the United States ceded the northernmost edge of the Missouri Territory north of the 49th parallel.
The treaty also allowed for joint occupation and settlement of the Oregon Country, known to the British and in Canadian history as the Columbia District of the Hudson’s Bay Company, and including the southern portion of its sister district New Caledonia.
“We shape our infrastructure; thereafter it shapes us”*…
Long-time readers of (R)D will know of your correspondent’s regard for Deb Chachra and her thoughtful pieces on infrastructure (see, e.g., here and here). On the occasion of the publication of her (terrific) new book, How Infrastructure Works: Transforming our Shared Systems for a Changing World, another (R)D regular, Hillary Predko of Scope of Work, talks with Deb…
Deb Chachra is a material scientist and engineering professor at Olin College who writes extensively about infrastructural systems. Astute readers may have noticed that she is one of the thinkers most frequently cited in SOW: I recently referenced her work, as did TW earlier this year. Deb also joined as a guest writer in 2017. Her thoughtful writing forefronts the interplay between technical and social factors, calling infrastructure the way we take care of each other at a planetary scale.
I have loved following Deb’s work over the years, and her new book, How Infrastructure Works: Transforming our Shared Systems for a Changing World… is a fascinating and nuanced extension of the same ideas. In compelling prose, the book traverses the history of the infrastructure systems we live with today and considers the new pressures posed by climate change. Another SOW favorite thinker, Robin Sloan, says, “Deb Chachra is the perfect guide not just to how infrastructure works but also how it feels. This book is just like the power plants it describes: a precise machine, a fountain of energy.”
In a world saturated with news of climate doom, How Infrastructure Works lays out a hopeful vision of a future – and one that is grounded in the technical realities of the world. Deb Chachra dreams in systems, and we are all invited to step into that dream. I recently sat down with Deb to talk about her book, and her perspective on the world and work…
An interview with Deb Chachra (@debcha), author of How Infrastructure Works: “An Ode to Living on The Grid,” from @the_prepared.
* Dax Bamania (a riff on a quote about tools often mis-attributed to Marshall McLuhan)
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As we study structure, we might spare a thought for a man whose innovation added tremendous value to a ubiquitous 19th century infrastructure, George Pullman; he died on this date in 1897. An enginner and industrialist, he revolutionized rail travel when he designed and manufactured the Pullman sleeping car (and industrial relations, when he founded a company town in Chicago for the workers who manufactured it).
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