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Posts Tagged ‘cooperation

“Science is a cooperative enterprise spanning the generations… a community of minds, reaching back to antiquity and forward to the stars”*…

The sharing of experimental results and the underlying data is critical to the advance of science. Indeed, when I had the chance to do a scenario planning exercise with a collection of the leading research university librarians in the U.S. a couple of decades ago, the biggest threat/fear they surfaced was the concern that the free and open exchange of ideas and data, as manifest formally in scientific publication and informally in the collegial cooperation among scientists, would be occluded by an increasing proprietary embrace of knowledge.

73% of geneticists surveyed in an article in the 23/30 January 2002 issue of the Journal of the American Medical Association agreed that although keeping data private may help the individual researcher, data hoarding is detrimental to the progress of science Still, sadly, that threat has grown since the turn of the millennium.

By way of current (and dramatic) example: as Celina Zhao reports, more than half of AI “unicorns” have never published a paper or preprint…

Today’s biggest artificial intelligence (AI) startups make no shortage of bold promises. Their technologies, some boast, will revolutionize software development, drug discovery, and scientific research.

Yet a new preprint posted on 16 July on bioRxiv suggests many of these firms barely participate in one of science’s most fundamental practices: publicly documenting discoveries in scientific literature so other researchers can evaluate and build on them. More than half of AI unicorns—private companies valued at more than $1 billion—have never played a leading role in publishing a scientific paper or preprint, according to the new analysis. Collectively, they accounted for just one in every 1000 AI papers published in 2025.

“For a field that is supposedly reshaping science and is so advanced in terms of scientific potential, not having any scientific documentation seems like a very weird paradox,” says paper co-author John Ioannidis, a metascientist at Stanford University [see here]. “How can you judge that what they say is real, validated, and reproducible?” The scarcity of publications, others say, also makes it harder to assess AI’s social impacts, including energy use and safety.

But University of Alberta AI ethicist Mohamed Abdalla says the findings reflect the incentives facing commercial AI developers, rather than solely a failure to uphold scientific norms. “It’s not the company’s job to advance science, right?” he says. “The company’s job is to advance money.”

Ioannidis has long studied how unicorns, particularly in biotech, engage with the scientific literature. (In 2015, he was the first to publicly scrutinize the lack of peer-reviewed studies produced by Theranos, the blood testing startup that proved to be based on fraudulent data.) He wondered whether AI unicorns would show similar patterns.

To find out, he and his team first identified all 317 unicorn AI companies that have existed from 1998 to 2025. Then, they searched for publications affiliated with these startups—including journal articles, conference papers, reviews, and preprints. They selected those where a company researcher played a leading role as a first or last author, indicating the startup had made a substantial contribution to the work. The final data set included 2077 final publications, comprising 1389 peer-reviewed papers and 688 preprints.

More than half of the startups had never produced a single qualifying paper, the analysis revealed. Scientific influence proved even more concentrated, with the top 5% of firms accounting for greater than 90% of all citations. OpenAI alone was responsible for nearly 40% of all citations in the data set, followed by the Chinese computer vision company Megvii and the platform Hugging Face. And even at the most prolific companies, much of the output came from the same small group of repeat authors. For example, despite OpenAI employing roughly 4500 people, only eight researchers had authored five or more qualifying papers.

The findings are unsurprising to some AI researchers given how the industry is structured. For example, unlike the pharmaceutical industry, where published discoveries can be protected by patents, AI companies have learned they often gain little from publicly disclosing technical advances, says Nur Ahmed, an AI researcher at the University of Arkansas. Google’s landmark 2017 paper on the transformer—the architecture that underpins today’s large language models—has become a classic cautionary example, Abdalla adds. Although Google patented aspects of the technology, “I don’t think anybody’s paying Google for that,” he says.

Startups also operate on much faster timelines than academia, where peer review can lumber on for months or even years. That’s why many AI companies have embraced what Avijit Ghosh, an AI policy researcher at Hugging Face, calls the “blogification” of research: announcing new models and releasing code or data sets through blog posts and technical reports rather than scientific journals. The new analysis didn’t track those outputs, he points out.

For Ghosh, the debate shouldn’t center on publishing in journals versus blogs. What matters is whether companies are releasing enough code, data sets, or model weights (the numbers that determine how a model interprets and responds to a prompt) for others to independently verify and build on their work, he says.

The preprint also found that firms based in China consistently published more papers than their counterparts based in the United States. Whereas leading U.S. frontier labs have increasingly kept the details of their most capable models secret or “closed sourced,” leading Chinese companies have embraced “open-source” models. Moonshot AI, one of the Chinese startups included in the study, recently unveiled Kimi K3—one of the strongest open models to date—and publicly released its model weights through Hugging Face today.

But whether models are open or closed, the rapid pace toward increasingly powerful generalist AI worries Emma Pierson, a computer scientist at the University of California, Berkeley. She argues AI research—whether published freely or kept secret—risks accelerating models that pose serious societal and safety concerns, including supercharging cyberattacks. “If we were racing forward on cancer-curing AI, I would be like, ’Fantastic, full steam ahead,’” she says. “But that’s not what we’re racing toward, right?”…

The secretive unicorns: “AI’s top startups are barely publishing their research,” from @science.org.

By way of example? In order to have a broader footprint in AI for (default proprietary) scientific discovery, Google moves away from a successful AI effort (that did publish): “Google DeepMind dismantles Nobel-winning AlphaFold team in strategy shift” (gift article from the FT). One wonders: when these LLMs run out of published papers on which to train, where (and how) will they source the knowledge they need to stay useful?

* Neil deGrasse Tyson

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As we share and share alike, we might recall that it was on this date in 1887 that Chester A. Hodge of Beloit, Wisconsin received patent No. 367,398 for ‘spur rowel’ barbed wire (consisting of spur shaped wheels with 8 or 10 points mounted between 2 wires).  It was one of many patents for barbed wire (e.g., here), which spread across the American West rapidly (thanks, in no small measure to the guy featured in the almanac entry here)– and (by protecting farmers from foraging free-ranging cattle) paved the way for the expansion of wheat (and other kinds of) farming… even as it spelled the doom of a commons– the open range.

Close-up view of coiled barbed wire, showcasing its intricate twists and pointed spikes.
Roll of modern agricultural barbed wire (source)

“Individuals may form communities, but only institutions can create a nation”*…

A black and white photograph showing a traffic scene with a police officer directing vehicles in an urban setting, surrounded by a few pedestrians and parked cars.
Traffic police in Rome, 1981.

Good institutions are social technologies that scale trust from personal relations to entire nations. Game theorist and social scientist Julien Lie-Panis unpacks the extraordinary phenomenon of human cooperation to explain how– and why– institutions work…

Every human society, from the smallest village to the largest nation, faces the same fundamental challenge: how to get people to act in the interests of the collective rather than their own. Fishermen must limit their catch so fish stocks don’t collapse. People must respect others’ property and safety. Citizens must pay taxes to fund roads, schools and hospitals. Left to pure self-interest, no community could endure; the bonds of collective life would quickly unravel.

The solutions we’ve devised are remarkably similar across cultures and centuries. We create rules. Then we appoint guardians to enforce them. Those who break the rules are punished. But there’s a problem with this approach, one that the Roman poet Juvenal identified nearly 2,000 years ago: Quis custodiet ipsos custodes? Who will guard the guards themselves?

Fisheries appoint monitors to prevent overfishing – but what if the monitors accept bribes to look the other way? Police officers exist to protect everyone’s property and safety – but who ensures that they don’t abuse their power? Governments collect taxes for public services – but how do we stop officials from diverting the funds to their own accounts?

Every institution faces the same fundamental paradox. Institutions foster cooperation by rewarding good behaviour and punishing rule-breakers. Yet they themselves depend on cooperative members to function. We haven’t solved the cooperation problem – we’ve simply moved it back one step. So why do institutions work at all? To understand this puzzle, we need to first ask what makes human cooperation so extraordinary in the natural world…

[Lie-Panis explores human cooperation, and examines the ways in which, while it follows the same evolutionary rules as cooperation among other species, humans have expanded the ambit of their coordination. He explains the ways in which institutions depend on “a present-future trade-off,” on its constituents’ patience as it works through problems. And he illustrates the ways in which constituents’ concerns with material security and social capital can generate that patience. He concludes…]

… Institutions can thus be understood as social technologies. We engineer them constantly, often without realising it. When neighbours organise to maintain a shared garden or playground, they appoint a small committee to manage funds and decisions. The arrangement works because it transforms the hard problem of coordinating dozens of contributors into the easier problem of trusting a few visible people who can be praised for diligence or blamed for misuse.

Like any tool, institutions cannot create what isn’t already there; they can only amplify existing cooperative capacity. Institutions rest on the conditions that make cooperation rational: material security and social capital. Where those conditions hold, reputation can work at scale. One layer of accountability supports the next, until cooperation extends far beyond the limits of familiarity. From the same force that binds vampire bats and coral reef fish, we have built cities, markets, and nations. Institutions are how trust is scaled to millions of strangers.

Eminently worth reading in full: “Guarding the Guardians,” from @jliep.bsky.social in @aeon.co.

Apposite (albeit a bit orthogonal): “Culture Is the Mass-Synchronization of Framings,” from @marco-giancotti.bsky.social.

* Benjamin Disraeli

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As we get along, we might recall that it was on this date in 1938 that a film poking fun at a plethora of institutions, Howard Hawks’ comedy Bringing Up Baby, premiered at the Golden Gate Theater in San Francisco. Featuring Cary Grant, Katherine Hepburn, and a leopard, the film earned good reviews but suffered at the box office. Indeed, Hepburn’s career fell into a slump– she was one of a group of actors labeled as “box office poison” by the Independent Theatre Owners of America– that she broke with The Philadelphia Story (again with Grant) in 1940.

As for Bringing Up Baby, the film did well when re-released in the 1940s, and grew further in popularity when it began to be shown on television in the 1950s. Today it is recognized as the authentic screwball classic that it is; it sits at 94% on Rotten Tomatoes, and ranks among “Top 100” on lists from the American Film Institute and the National Society of Film Critics.

Film poster for 'Bringing Up Baby' featuring Cary Grant and Katharine Hepburn, with an illustration of a leopard in the foreground.

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“We all live in each other’s shadow”*…

Further, in a fashion, to yesterday’s post, Nathan Gardels, editor of Noema Magazine, on a new book by Children of a Modest Star, “A clear-eyed and urgent vision for a new system of political governance to manage planetary issues and their local consequences” by Jonathan Blake and Nils Gilman

Globalization was about markets, information flows and technology crossing borders. The planetary is about borders crossing us, embedding and entangling human civilization in its habitat. That, in a nutshell, is the core thesis of a new paradigm-shifting book by Jonathan Blake and Nils Gilman titled “Children of a Modest Star: Planetary Thinking for the Age of Crises.”

The concept of planetarity describes a new condition in which humans recognize not only that we are not above and apart from “nature,” but that we are only beginning to understand the complexities of our interdependencies with planetary systems.

“If Copernicus’s heliocentrism represented the First Great Decentering, displacing the Earth from the center of the heavens, and Darwin’s theory of evolution by natural selection the Second Great Decentering, then the emergence of the concept of the Planetary represents the Third Great Decentering, and the one that hits closest to home, supplanting the figure of the human as the measure and master of all things,” Blake and Gilman write.

As further argued by the authors in a forthcoming Berggruen Press volume, “the Planetary as a scientific concept focuses on the Earth as an intricate web of ecosystems, with myriad layers of integration between various biogeochemical systems and living beings — both human and non-human. Drawing on earth system science and systems biology, this holistic understanding is being enabled by new planetary-scale technologies of perception – a rapidly maturing technosphere of sensors, networks, and supercomputers that collectively are rendering the planetary system increasingly visible, comprehensible and foreseeable. This recently-evolved smart exoskeleton — in essence a distributed sensory organ and cognitive layer — is fostering an unprecedented form of planetary sapience.”

The open question is how, and if, human governance in the late-stage Anthropocene can align with the knowledge we are now attaining.

Paradoxically, planetary-scale connectivity is also what divides us. Convergence entails divergence because the universalizing and rationalizing logic of technology and economics that ties the world together operates in a wholly different dimension than the ethos of politics and culture, rooted in emotion and ways of life cultivated among one’s own kind.

While the emergent world-spanning cognitive apparatus may be sprouting the synapses of a synchronized planetary intelligence, it clashes with the tribal ingathering of nations and civilizations that remain anchored in their historical and spatial identity.

Consequently, this new domain of encompassing awareness is — so far — as much the terrain of contestation as of common ground…

[ Gardel unpacks Blake’s and Gilman’s proposition, which would devolve some decision-making on some issues, even as it globalized others. By way of addressing the Herculean challenge of creating the equitable, workable global system for addressing global challenges they [propose– a task made the more difficult by the divergence in values discussed yesterday— he invokes an episode from American history…]

… At the turn from the 19th to the 20th century, America was morphing from an agricultural, largely rural society into an urban and industrial one. Cultural norms and familiar ways of living were in upheaval. Political institutions that had become dysfunctional were challenged — not so unlike the disruptive transition to digital society and planetarity we are experiencing at present.

The turmoil of transition in those days gave birth to what became known as the Progressive Era. Its progenitors sought to address the new social concerns of a more complex society — working hours and safety conditions in newfangled factories, women’s suffrage, public health exposure from mass food processing, poor urban infrastructure from housing to water and electricity, the concentration of power in the railroad and banking trusts as well as exploitative private utility companies.

The Progressive Era response in the American states was to move in two directions at once. The movement promoted direct democracy whereby citizens could make laws and enforce accountability directly, skirting the corrupt and bought-off legislators of the patronage machines, through the citizens’ ballot initiative, the referendum and the recall of elected officials. At the same time, elected Progressive governors delegated authority to nonpartisan experts for commissions that regulated commerce, banking, railroads and electric utilities on behalf of the public interest. Professional city managers, unelected but accountable to direct democracy and the elected officials who appointed them, came into being for the first time to competently administer ever more complex urban environments.

In time, the reforms that resulted from this pairing of citizen engagement and technocracy percolated up to the national level into institutions such as the Interstate Commerce Commission or the Food and Drug Administration and led to the abolition of child labor, the eight-hour working day and women’s right to vote.

The point of this brief detour into American history is not to suggest the unworkable proposition of direct democracy at a planetary scale, but simply to say that it is well within the capacity of the political imagination to marry modes of consent with delegated authority in a way that confers legitimacy.

The paradigm shift and governing innovations Blake and Gilman propose in “Children of a Modest Star” are no less realizable over time than what has come before because, now just as then, changing circumstances demand it…

A paradigm shift from globalization to planetary governance? “The Third Great Decentering,” @NoemaMag @JonathanSBlake @nils_gilman.

* Irish proverb (in Gaelic, “Ar scáth a chéile a mhaireann na daoine”), quoted by Irish Prime Minister Michael Martin

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As we think systemically, we might recall that on this date in 1998 The Price Is Right aired its milestone 5,000th episode (the longest-running game show in history, it’s over 10,000 episodes to date, and still chugging along). Every prize given away on that episode was a car.

“The only thing that will redeem mankind is cooperation”*…

… and happily that prospect may be more likely than we’d been led to believe in works like Robert Putnam’s Bowling Alone

Despite widespread worries that the social fabric is disintegrating, data from the American Psychological Association shows that since the 1950s, cooperation between strangers has steadily increased in the United States.

“We were surprised by our findings that Americans became more cooperative over the last six decades because many people believe U.S. society is becoming less socially connected, less trusting, and less committed to the common good,” said lead researcher Yu Kou, Ph.D., a professor of social psychology at Beijing Normal University. “Greater cooperation within and between societies may help us tackle global challenges, such as responses to pandemics, climate change, and immigrant crises.”

Over 63,000 people participated in 511 studies that were carried out in the US between 1956 and 2017 that were analyzed by the researchers. These studies included lab tests that evaluated strangers’ cooperation. The study was recently published in the journal Psychological Bulletin.

The study discovered a slight, gradual rise in collaboration over the period of 61 years…

Good News: Cooperation Among Strangers Has Increased for the Past 60 Years.” The full study is here.

* Bertrand Russell

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As we bowl together, we might recall that any improvement on cooperation is on a base that’s not too high: it was on this date in 1957 that nine Black students, having been denied entrance to Little Rock, Arkansas’ Central High School (in defiance of a 1954 Supreme Court ruling), were escorted to school by soldiers of the Airborne Battle Group of the U.S. Army’s 101st Airborne Division. Two days earlier the Black students had faced an angry mob of over 1,000 Whites in front of Central High School who were protesting the integration project; as the students were escorted inside by the Little Rock police (supporting national Guard troops), violence escalated, and they were removed from the school. President Eisenhower responded by calling in the regular Army.

Elizabeth Eckford attempts to enter Central High on September 4, 1957

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Written by (Roughly) Daily

September 25, 2022 at 1:00 am

“What is missing from the policy analyst’s tool kit – and from the set of accepted, well-developed theories of human organization – is an adequately specified theory of collective action whereby a group of principals can organize themselves voluntarily to retain the residuals of their own efforts”*…

Locals at the Marienfluss Conservancy in Namibia meet to discuss conservation

Further to yesterday’s post on privacy as a public good, a revisit of an apposite topic, the destructively-problematic concept of “The Tragedy of the Commons“…

In December 1968, the ecologist and biologist Garrett Hardin had an essay published in the journal Science called ‘The Tragedy of the Commons’. His proposition was simple and unsparing: humans, when left to their own devices, compete with one another for resources until the resources run out. ‘Ruin is the destination toward which all men rush, each pursuing his own best interest,’ he wrote. ‘Freedom in a commons brings ruin to all.’ Hardin’s argument made intuitive sense, and provided a temptingly simple explanation for catastrophes of all kinds – traffic jams, dirty public toilets, species extinction. His essay, widely read and accepted, would become one of the most-cited scientific papers of all time.

Even before Hardin’s ‘The Tragedy of the Commons’ was published, however, the young political scientist Elinor Ostrom had proven him wrong. While Hardin speculated that the tragedy of the commons could be avoided only through total privatisation or total government control, Ostrom had witnessed groundwater users near her native Los Angeles hammer out a system for sharing their coveted resource. Over the next several decades, as a professor at Indiana University Bloomington, she studied collaborative management systems developed by cattle herders in Switzerland, forest dwellers in Japan, and irrigators in the Philippines. These communities had found ways of both preserving a shared resource – pasture, trees, water – and providing their members with a living. Some had been deftly avoiding the tragedy of the commons for centuries; Ostrom was simply one of the first scientists to pay close attention to their traditions, and analyse how and why they worked.

The features of successful systems, Ostrom and her colleagues found, include clear boundaries (the ‘community’ doing the managing must be well-defined); reliable monitoring of the shared resource; a reasonable balance of costs and benefits for participants; a predictable process for the fast and fair resolution of conflicts; an escalating series of punishments for cheaters; and good relationships between the community and other layers of authority, from household heads to international institutions.

When it came to humans and their appetites, Hardin assumed that all was predestined. Ostrom showed that all was possible, but nothing was guaranteed. ‘We are neither trapped in inexorable tragedies nor free of moral responsibility,’ she told an audience of fellow political scientists in 1997…

Far from being profoundly destructive, we humans have deep capacities for sharing resources with generosity and foresight. Michelle Nijhuis (@nijhuism) explains: “The miracle of the commons.”

Elinor Ostrom (who received the 2009 Nobel Prize in Economics for her work)

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As we come together, we might recall that it was on this date in 1908 that a Conference of Governors, convened by President Theodore Roosevelt and focused on the issue of conservation, opened in Washington. The brainchild of Gifford Pinchot, Chief Forester of the U.S., it was attended by the governors of the states and territories, the members of the Supreme Court and the Cabinet, scientists, and other national leaders. Seven days later, the governors adopted a declaration supporting conservation. One result was The National Conservation Commission, appointed by Roosevelt later that year, which prepared the first inventory of the natural resources of the United States with chairmen for water, forests, lands, and minerals. The conference also led to annual governors’ conferences, and the appointment of 38 state conservation commissions.

Roosevelt and Pinchot

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