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Posts Tagged ‘scientific publishing

“Science is a cooperative enterprise spanning the generations… a community of minds, reaching back to antiquity and forward to the stars”*…

The sharing of experimental results and the underlying data is critical to the advance of science. Indeed, when I had the chance to do a scenario planning exercise with a collection of the leading research university librarians in the U.S. a couple of decades ago, the biggest threat/fear they surfaced was the concern that the free and open exchange of ideas and data, as manifest formally in scientific publication and informally in the collegial cooperation among scientists, would be occluded by an increasing proprietary embrace of knowledge.

73% of geneticists surveyed in an article in the 23/30 January 2002 issue of the Journal of the American Medical Association agreed that although keeping data private may help the individual researcher, data hoarding is detrimental to the progress of science Still, sadly, that threat has grown since the turn of the millennium.

By way of current (and dramatic) example: as Celina Zhao reports, more than half of AI “unicorns” have never published a paper or preprint…

Today’s biggest artificial intelligence (AI) startups make no shortage of bold promises. Their technologies, some boast, will revolutionize software development, drug discovery, and scientific research.

Yet a new preprint posted on 16 July on bioRxiv suggests many of these firms barely participate in one of science’s most fundamental practices: publicly documenting discoveries in scientific literature so other researchers can evaluate and build on them. More than half of AI unicorns—private companies valued at more than $1 billion—have never played a leading role in publishing a scientific paper or preprint, according to the new analysis. Collectively, they accounted for just one in every 1000 AI papers published in 2025.

“For a field that is supposedly reshaping science and is so advanced in terms of scientific potential, not having any scientific documentation seems like a very weird paradox,” says paper co-author John Ioannidis, a metascientist at Stanford University [see here]. “How can you judge that what they say is real, validated, and reproducible?” The scarcity of publications, others say, also makes it harder to assess AI’s social impacts, including energy use and safety.

But University of Alberta AI ethicist Mohamed Abdalla says the findings reflect the incentives facing commercial AI developers, rather than solely a failure to uphold scientific norms. “It’s not the company’s job to advance science, right?” he says. “The company’s job is to advance money.”

Ioannidis has long studied how unicorns, particularly in biotech, engage with the scientific literature. (In 2015, he was the first to publicly scrutinize the lack of peer-reviewed studies produced by Theranos, the blood testing startup that proved to be based on fraudulent data.) He wondered whether AI unicorns would show similar patterns.

To find out, he and his team first identified all 317 unicorn AI companies that have existed from 1998 to 2025. Then, they searched for publications affiliated with these startups—including journal articles, conference papers, reviews, and preprints. They selected those where a company researcher played a leading role as a first or last author, indicating the startup had made a substantial contribution to the work. The final data set included 2077 final publications, comprising 1389 peer-reviewed papers and 688 preprints.

More than half of the startups had never produced a single qualifying paper, the analysis revealed. Scientific influence proved even more concentrated, with the top 5% of firms accounting for greater than 90% of all citations. OpenAI alone was responsible for nearly 40% of all citations in the data set, followed by the Chinese computer vision company Megvii and the platform Hugging Face. And even at the most prolific companies, much of the output came from the same small group of repeat authors. For example, despite OpenAI employing roughly 4500 people, only eight researchers had authored five or more qualifying papers.

The findings are unsurprising to some AI researchers given how the industry is structured. For example, unlike the pharmaceutical industry, where published discoveries can be protected by patents, AI companies have learned they often gain little from publicly disclosing technical advances, says Nur Ahmed, an AI researcher at the University of Arkansas. Google’s landmark 2017 paper on the transformer—the architecture that underpins today’s large language models—has become a classic cautionary example, Abdalla adds. Although Google patented aspects of the technology, “I don’t think anybody’s paying Google for that,” he says.

Startups also operate on much faster timelines than academia, where peer review can lumber on for months or even years. That’s why many AI companies have embraced what Avijit Ghosh, an AI policy researcher at Hugging Face, calls the “blogification” of research: announcing new models and releasing code or data sets through blog posts and technical reports rather than scientific journals. The new analysis didn’t track those outputs, he points out.

For Ghosh, the debate shouldn’t center on publishing in journals versus blogs. What matters is whether companies are releasing enough code, data sets, or model weights (the numbers that determine how a model interprets and responds to a prompt) for others to independently verify and build on their work, he says.

The preprint also found that firms based in China consistently published more papers than their counterparts based in the United States. Whereas leading U.S. frontier labs have increasingly kept the details of their most capable models secret or “closed sourced,” leading Chinese companies have embraced “open-source” models. Moonshot AI, one of the Chinese startups included in the study, recently unveiled Kimi K3—one of the strongest open models to date—and publicly released its model weights through Hugging Face today.

But whether models are open or closed, the rapid pace toward increasingly powerful generalist AI worries Emma Pierson, a computer scientist at the University of California, Berkeley. She argues AI research—whether published freely or kept secret—risks accelerating models that pose serious societal and safety concerns, including supercharging cyberattacks. “If we were racing forward on cancer-curing AI, I would be like, ’Fantastic, full steam ahead,’” she says. “But that’s not what we’re racing toward, right?”…

The secretive unicorns: “AI’s top startups are barely publishing their research,” from @science.org.

By way of example? In order to have a broader footprint in AI for (default proprietary) scientific discovery, Google moves away from a successful AI effort (that did publish): “Google DeepMind dismantles Nobel-winning AlphaFold team in strategy shift” (gift article from the FT). One wonders: when these LLMs run out of published papers on which to train, where (and how) will they source the knowledge they need to stay useful?

* Neil deGrasse Tyson

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As we share and share alike, we might recall that it was on this date in 1887 that Chester A. Hodge of Beloit, Wisconsin received patent No. 367,398 for ‘spur rowel’ barbed wire (consisting of spur shaped wheels with 8 or 10 points mounted between 2 wires).  It was one of many patents for barbed wire (e.g., here), which spread across the American West rapidly (thanks, in no small measure to the guy featured in the almanac entry here)– and (by protecting farmers from foraging free-ranging cattle) paved the way for the expansion of wheat (and other kinds of) farming… even as it spelled the doom of a commons– the open range.

Close-up view of coiled barbed wire, showcasing its intricate twists and pointed spikes.
Roll of modern agricultural barbed wire (source)

“Foul cankering rust the hidden treasure frets, but gold that’s put to use more gold begets.”*…

The scientific literature is vast. No individual human can fully know all the published research findings, even within a single field of science. As Ulkar Aghayeva explains, regardless of how much time a scientist spends reading the literature, there’ll always be what the information scientist Don Swanson called ‘undiscovered public knowledge’: knowledge that exists and is published somewhere, but still remains largely unknown.

Some scientific papers receive very little attention after their publication – some, indeed, receive no attention whatsoever. Others, though, can languish with few citations for years or decades, but are eventually rediscovered and become highly cited. These are the so-called ‘sleeping beauties’ of science.

The reasons for their hibernation vary. Sometimes it is because contemporaneous scientists lack the tools or practical technology to test the idea. Other times, the scientific community does not understand or appreciate what has been discovered, perhaps because of a lack of theory. Yet other times it’s a more sublunary reason: the paper is simply published somewhere obscure and it never makes its way to the right readers.

What can sleeping beauties tell us about how science works? How do we rediscover information the scientific body of knowledge already contains but that is not widely known? Is it possible that, if we could understand sleeping beauties in a more systematic way, we might be able to accelerate scientific progress?

Sleeping beauties are more common than you might expect.

The term sleeping beauties was coined by Anthony van Raan, a researcher in quantitative studies of science, in 2004. In his study, he identified sleeping beauties between 1980 and 2000 based on three criteria: first, the length of their ‘sleep’ during which they received few if any citations. Second, the depth of that sleep – the average number of citations during the sleeping period. And third, the intensity of their awakening – the number of citations that came in the four years after the sleeping period ended. Equipped with (somewhat arbitrarily chosen) thresholds for these criteria, van Raan identified sleeping beauties at a rate of about 0.01 percent of all published papers in a given year.

Later studies hinted that sleeping beauties are even more common than that. A systematic study in 2015, using data from 384,649 papers published in American Physical Society journals, along with 22,379,244 papers from the search engine Web of Science, found a wide, continuous range of delayed recognition of papers in all scientific fields. This increases the estimate of the percentage of sleeping beauties at least 100-fold compared to van Raan’s.

Many of those papers became highly influential many decades after their publication – far longer than the typical time windows for measuring citation impact. For example, Herbert Freundlich’s paper ‘Concerning Adsorption in Solutions’ (though its original title is in German) was published in 1907, but began being regularly cited in the early 2000s due to its relevance to new water purification technologies. William Hummers and Richard Offeman’s ‘Preparation of Graphitic Oxide’, published in 1958, also didn’t ‘awaken’ until the 2000s: in this case because it was very relevant to the creation of the soon-to-be Nobel Prize–winning material graphene

Indeed, one of the most famous physics papers, Albert Einstein, Boris Podolsky, and Nathan Rosen (EPR)’s ‘Can Quantum-Mechanical Description of Physical Reality Be Considered Complete?’ (1935) is a classic example of a sleeping beauty…

More examples, and explanation of why they slumber, and thoughts on how to awaken them sooner: “Waking up science’s sleeping beauties,” from @ulkar_aghayeva in @WorksInProgMag.

[Image above: source]

* Shakespeare, “Venus and Adonis”

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As we dwell on discovery, we might send healing birthday greetings to a woman whose scientific work thankfully rarely napped, Gertrude Elion; she was born on this date in 1918. A pharmacologist, she shared the 1988 Nobel Prize in Physiology or Medicine with George H. Hitchings and Sir James Black for their use of innovative methods of rational drug design (focused on understanding the target of the drug rather than simply using trial-and-error) in the development of new drugs.  Her work led to the creation of the anti-retroviral drug AZT, which was the first drug widely used against AIDS. Her well-known and widely deployed creations also include the first immunosuppressive drug, azathioprine, used to fight rejection in organ transplants, the first successful antiviral drug, acyclovir (ACV), used in the treatment of herpes infection, and a number of drugs used in cancer treatment.

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“With my tongue in one cheek only, I’d suggest that had our palaeolithic ancestors discovered the peer-review dredger, we would be still sitting in caves”*…

As a format, “scholarly” scientific communications are slow, encourage hype, and are difficult to correct. Stuart Ritchie argues that a radical overhaul of publishing could make science better…

… Having been printed on paper since the very first scientific journal was inaugurated in 1665, the overwhelming majority of research is now submitted, reviewed and read online. During the pandemic, it was often devoured on social media, an essential part of the unfolding story of Covid-19. Hard copies of journals are increasingly viewed as curiosities – or not viewed at all.

But although the internet has transformed the way we read it, the overall system for how we publish science remains largely unchanged. We still have scientific papers; we still send them off to peer reviewers; we still have editors who give the ultimate thumbs up or down as to whether a paper is published in their journal.

This system comes with big problems. Chief among them is the issue of publication bias: reviewers and editors are more likely to give a scientific paper a good write-up and publish it in their journal if it reports positive or exciting results. So scientists go to great lengths to hype up their studies, lean on their analyses so they produce “better” results, and sometimes even commit fraud in order to impress those all-important gatekeepers. This drastically distorts our view of what really went on.

There are some possible fixes that change the way journals work. Maybe the decision to publish could be made based only on the methodology of a study, rather than on its results (this is already happening to a modest extent in a few journals). Maybe scientists could just publish all their research by default, and journals would curate, rather than decide, which results get out into the world. But maybe we could go a step further, and get rid of scientific papers altogether…

A bold proposal: “The big idea: should we get rid of the scientific paper?,” from @StuartJRitchie in @guardian.

Apposite (if only in its critical posture): “The Two Paper Rule.” See also “In what sense is the science of science a science?” for context.

Zygmunt Bauman

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As we noodle on knowledge, we might recall that it was on this date in 1964 that AT&T connected the first Picturephone call (between Disneyland in California and the World’s Fair in New York). The device consisted of a telephone handset and a small, matching TV, which allowed telephone users to see each other in fuzzy video images as they carried on a conversation. It was commercially-released shortly thereafter (prices ranged from $16 to $27 for a three-minute call between special booths AT&T set up in New York, Washington, and Chicago), but didn’t catch on.

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“I do not mind if you think slowly. But I do object when you publish more quickly than you think.”*…

 

open access

 

Each year, governments around the world pour vast sums of public money into scientific research — as much as $156 billion in the United States alone. Scientists then use that funding to further human understanding of the world, and occasionally to make compelling discoveries about everything from whale brains to dwarf stars to the genetic underpinnings of deadly cancers. But often, this research — despite being subsidized with taxpayer money — ends up being published in exclusive journals that sit behind steep paywalls with three- and four-figure subscription fees, accessible to only a tiny fraction of the public.

The power of these scientific publishers — with names even lay readers might recognize: Springer Nature, Taylor & Francis, Elsevier, among a handful of others — is substantial. According to one estimate, just four corporations now publish close to 50 percent of scientific papers. Together, they control the copyright to much of the world’s scientific literature, charging billions of dollars each year for access to that body of knowledge — and securing hefty profits in the process.

Critics have argued for decades that this system is wasteful, and that the public should have access to the scientific literature that its tax dollars support. Scientists, scholars, and public institutions, they say — and not the private sector — should control access to this trove of knowledge. “The commercial interests of publishers trying to promote their brand should not be what determines what kind of scientific discipline becomes well-funded and well populated,” said Michael Eisen, a biologist at the University of California, Berkeley and a vocal supporter of the alternative model of research distribution, broadly referred to as “open-access” publishing, which has long aimed to harness the internet to make research more widely available — at little to no cost. The current system, he said, gives a handful of publishers “a disproportionate power to shape the way that science is done.”

The ensuing decades have been, in certain respects, a triumph for supporters of open access. Research funders in the United States and Europe adopted policies to make more of the research they fund accessible to the public. Several open-access organizations now operate thriving journals, and pirating tools like Sci-Hub have made it easier than ever to sneak around publishers’ paywalls.

Meanwhile, a group of Europe’s largest scientific backers — including the funding agencies of France, Britain, and the European Union as a whole — will soon require all research they underwrite to be openly accessible to everyone. That scheme, called Plan S, may be the most ambitious government-sponsored open-access effort yet — though federal officials in the U.S. are considering a policy that would require immediate open-access publishing for all federally-funded research as well, potentially revolutionizing the publishing industry. “Open Access Is Going Mainstream,” The Chronicle of Higher Education announced in a headline last year.

These successes, though, have also revealed divisions within the open-access community over two now-familiar questions: Who should run the publishing houses? And who should pay for the whole system? Instead of an open-access commons run by scholars in the public interest, the new open-access revolution increasingly looks like it will depend on the same big commercial publishers, who, rather than charging subscription prices to readers, are now flipping the model and charging researchers a fee to publish their work. The result is a kind of commercial open-access — a model very different than what many open-access activists envisioned…

As it stands, all trends point to an open-access future. The question now is what kind of open-access model it will be — and what that future may mean for the way new science gets evaluated, published, and shared. “We don’t know why we should accept that open access is a market,” said Dominique Babini, the open-access adviser to the Latin American Council of Social Sciences and a prominent critic of commercial open-access models. “If knowledge is a human right, why can’t we manage it as a commons, in collaborative ways managed by the academic community, not by for-profit initiatives?”

Peer review, editorial prep: how should we manage–and pay for– the quality control that makes scientific discourse most effective? “A Revolution in Science Publishing, or Business as Usual?

(Coronavirus has led to an explosion of scientific publication… and it has amplified the debate over open access and how to accomplish it.)

* Wolfgang Pauli

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As we share and share alike, we might send healing birthday greetings to Hattie Elizabeth Alexander; she was born on this date in 1901.  A pediatrician, microbiologist, and educator, she won international acclaim for developing a serum to combat influenzal meningitis, a common childhood disease that is nearly always fatal to infants and young children, virtually eliminating the mortality rate.

When the advent of antibiotics made the antiserum obsolete, she quickly mastered their use against all the bacterial meningitides.  Late in her career–the 1950s and 60s–she became a pioneer in microbial genetics.  She pioneered the study of bacterial mutation and resistance to antibiotics, and in 1964, she became one of the first women to head a national medical association as president of the American Pediatric Society.

Over her career she published over 70 papers.

Hattie Alexander source

 

 

“God used beautiful mathematics in creating the world…”*


email readers, click here for video

From Yann Pineill & Nicolas Lefaucheux at Parachutes.tv, “Beauty of Mathematics.”

* Paul Dirac

“Mathematics, rightly viewed, possesses not only truth, but supreme beauty — a beauty cold and austere, without the gorgeous trappings of painting or music.”

– Betrand Russell

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As we count our blessings, we might recall that it was on this date in 1869 that the very first issue of Nature was published.  Edited by astronomer Sir Norman Lockyer, the inaugural issue included articles on astronomy, plants, moths, paleontology, science teaching in schools, an obituary for Thomas Graham, and meeting notices.  Lockyer took the journal’s title from a line by Wordsworth: “To the solid ground of nature trusts the Mind that builds for aye.”

Nature was at its inception part of a movement of interdisciplinary (or perhaps better said, pre-disciplinary journals), unique in drawing on a contributor base composed of progressive, and somewhat controversial scientists like Joseph Dalton Hooker, Herbert Spencer, and John Tyndall– all avid supporters of Darwin and his theory of evolution, a very fashion-forward position at the time.  But while most journals have become ever-more specialized, Nature has hewed to its interdisciplinary roots– “a way of creating a sense of community among people who would otherwise be isolated from each other”– and has become pre-eminent: it was ranked the”world’s most cited” scientific publication by the Science Edition of the 2010 Journal Citation Reports.

Nature cover, November 4, 1869

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Written by (Roughly) Daily

November 4, 2013 at 1:01 am