(Roughly) Daily

In what does our personhood consist? From what/where does it come? João de Pina Cabral unpacks the seminal thinking of Lucien Lévy-Bruhl and the advances in cognitive science and developmental psychology that suggest that a person is not self-contained, but the outcome of a lifelong process of living with others…

It matters to understand what constitutes a person. After all, if there is one feature that distinguishes human society from other forms of sociality, it is that, at around one year of age, most human beings attain personhood: they learn to speak a language, develop object permanence – the understanding that things do not disappear when out of sight – and relate to others in consciously moral ways. Should all persons be accorded the same rights and duties by virtue of this condition? These are weighty questions that have occupied social scientists and philosophers since antiquity – particularly at moments such as the present, when war and imperial oppression once again raise their ugly heads.

Nevertheless, this question cannot be approached as a purely moral matter, for in order to determine what rights and duties may be attributed to persons, it is necessary to establish what persons are. This longstanding perplexity can now be addressed in increasingly sophisticated ways, following a century of sustained anthropological enquiry.

In September 1926, two of the most eminent anthropologists of the day met in person for the first time in New York. Both were Jewish and born in Europe, but one – Franz Boas – had become an American citizen and was a leading figure at Columbia University in New York, while the other – Lucien Lévy-Bruhl – was a professor in Paris. Both were highly learned, humanistically inclined and politically liberal; they respected one another, yet they did not seem to agree about the matter of the person.

Lévy-Bruhl had begun his career as a philosopher of ethics. His doctoral thesis focused on the legal concept of responsibility. He was struck by the fact that responsibility first arose between persons not as a law, but as an emotion – a deep-seated feeling. He argued that co-responsibility implies a bond between persons grounded less in reason than in the conditions of their emergence as persons. As children, individuals do not emerge out of nothing, but through deep engagement with prior persons – their caregivers. Thus, moral responsibility could not have arisen from adherence to norms or rules; rather, norms and rules emerged from the sense of responsibility that humans acquire as they become persons.

This led him to question how we become thinking beings. Do all humans, after all, think in the same way? He began reading the increasingly sophisticated ethnographic accounts emerging from Australia, Africa, Asia and South America, and was deeply influenced by an extended trip to China. He was an empirical realist, but also a personalist – that is, he accorded primacy to the person as such, refusing to subsume the individual into the group. In this respect, he was not persuaded by the arguments of the great sociologist Émile Durkheim concerning the exceptional status of the ‘sacred’ or the special powers of ‘collective consciousness’. Lévy-Bruhl soon arrived at a striking conclusion: in their everyday practices and especially in their ritual actions, the so-called ‘primitive’ peoples studied by ethnographers did not appear to conform to the norms of logic that had been regarded as universally valid since the time of Aristotle.

As a friend of his put it, Lévy-Bruhl discovered that such peoples are characterised by ‘a mystical mentality – full of the “supernatural in nature” and prelogic, of a different kind than ours’. Indeed, the basic principles of Aristotelian logic that continue to guide scientific thinking – underpinning modern technological development – seemed to be ignored by premodern peoples. Aristotle’s law of the excluded middle (p or not-p) did not appear to apply to their ‘mystical’ modes of thought, both because they tended to think in terms of concrete objects rather than abstractions, and because they exhibited what Lévy-Bruhl termed ‘participation’…

[de Pina Cabral traces the development of Lévy-Bruhl’s thought, starting with Plato’s concept of methexis; elaborates on Lévy-Bruhl’s ideas; and traces te advances in cognitive science and developmental psychology that support them…]

… the very experience of personhood – that is, the sense that I am myself – is not ‘individual’, since its emergence presupposes a prior condition of being-with others. The self arises from a sharing of being with others, from having been part of those who are close to us. One does not emerge as an addition to society, but rather as a partial separation from the participations that initially constituted one’s being.

As I become a person, I learn to relate to myself as an other; I transcend my immediate position in the world. Without this, I would not be able to speak a language, since the use of pronouns presupposes reflexive thought. Thus, as Lévy-Bruhl had already insisted in his notebooks, participation precedes the person. Intersubjectivity is not the meeting of already constituted subjects, but the ground from which subjectivity emerges. Participation, therefore, may be understood as the constitutive tension between the singular and the plural in the formation of the person in the world. In 1935, the great phenomenologist Edmund Husserl expressed this insight clearly in a letter to Lévy-Bruhl where he thanked him for his ideas on participation:

Saying ‘I’ and ‘we’, [persons] find themselves as members of families, associations, [socialities], as living ‘together’, exerting an influence on and suffering from their world – the world that has sense and reality for them, through their intentional life, their experiencing, thinking, [and] valuing.

In acting and being acted upon together in human company during the first year of life, children become ‘we’ at the same time as they become ‘I’, which means that persons are always, ambivalently, both ‘I’ and ‘we’. Participation and transcendence will remain sources of theoretical perplexity for as long as the ‘we’ is approached as a categorical matter – a question of ‘identity’ – rather than as the presence and activity of living persons in dynamic interaction with the world and with one another.

By contrast, once we accept that personhood is the outcome of a process – the encounter between the embodied capacities of human beings and the historically constituted world that surrounds them – participation loses its mystery. As Lévy-Bruhl put it in one of his final notes: ‘The impossibility for the individual to separate within himself what would be properly him and what he participates in in order to exist …’ Participation, therefore, is the ground upon which everyday social interaction is constituted. The ‘mystical’ (or transcendental) potential within each of us – that which animates the symbolic life of groups – is part of the very process through which each of us becomes ourselves…

How does one become a person? “We” before “I”: “To be is to participate,” from @aeon.co.

A (if not the) next question: how does personhood emerge when the formative interactions are increasingly mediated/attentuated by technology?

* Shakespeare, All’s Well That Ends Well, Act 4, Scene 3

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As we get together, we might send behaviorist birthday greetings to a man whose work focused on how one might train the “persons” who emerge: Kenneth Spence; he was born on this date in 1907. A psychologist, he worked to construct a comprehensive theory of behavior to encompass conditioning and other simple forms of learning and behavior modification.

Spence attempted to establish a precise, mathematical formulation to describe the acquisition of learned behavior, trying to measure simple learned behaviors (e.g., salivating in anticipation of eating). Much of his research focused on classically conditioned, easily measured, eye-blinking behavior in relation to anxiety and other factors.

One of the leading theorists of his time, Spence was the most cited psychologist in the 14 most influential psychology journals in the last six years of his life (1962 – 1967).  A Review of General Psychology survey, published in 2002, ranked Spence as the 62nd most cited psychologist of the 20th century.

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